Compliance

Governance

Risk

Solutions

Welcome to
Sturgeon Compliance Services

A creative compliance solutions provider for UK start-up firms or established companies including overseas firms moving to the United Kingdom (UK)

A pragmatic and experienced compliance team brings entrepreneurial flare to achieving each organisation’s governance and compliance needs.

Sturgeon Compliance Services was founded in 2011 to complement Sturgeon Ventures, the pioneer of Regulatory Incubation, which was founded in 1998.

Sturgeon assists with FCA Direct Applications in our wholesale specialist areas.

Firms can continue with on-going compliance monitoring with a pragmatic hands on team.

Did you know.....

Sturgeon pioneered the use of the wholesale Appointed Representative for Corporate Finance,
3rd Party Marketing and other wholesale Advising and Arranging, supported by a pragmatic compliance team, which is now the heart of Sturgeon Compliance Services

What Sets Us Apart?

Privately Owned Since 2011
100% Female Owned
Corporate Finance Specialist